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  Vol. 119 No. 10, October 2001 TABLE OF CONTENTS
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A Randomized, Placebo-Controlled, Clinical Trial of High-Dose Supplementation With Vitamins C and E, Beta Carotene, and Zinc for Age-Related Macular Degeneration and Vision Loss

AREDS Report No. 8

Age-Related Eye Disease Study Research Group

Arch Ophthalmol. 2001;119:1417-1436.

ABSTRACT

Background  Observational and experimental data suggest that antioxidant and/or zinc supplements may delay progression of age-related macular degeneration (AMD) and vision loss.

Objective  To evaluate the effect of high-dose vitamins C and E, beta carotene, and zinc supplements on AMD progression and visual acuity.

Design  The Age-Related Eye Disease Study, an 11-center double-masked clinical trial, enrolled participants in an AMD trial if they had extensive small drusen, intermediate drusen, large drusen, noncentral geographic atrophy, or pigment abnormalities in 1 or both eyes, or advanced AMD or vision loss due to AMD in 1 eye. At least 1 eye had best-corrected visual acuity of 20/32 or better. Participants were randomly assigned to receive daily oral tablets containing: (1) antioxidants (vitamin C, 500 mg; vitamin E, 400 IU; and beta carotene, 15 mg); (2) zinc, 80 mg, as zinc oxide and copper, 2 mg, as cupric oxide; (3) antioxidants plus zinc; or (4) placebo.

Main Outcome Measures  (1) Photographic assessment of progression to or treatment for advanced AMD and (2) at least moderate visual acuity loss from baseline (>=15 letters). Primary analyses used repeated-measures logistic regression with a significance level of .01, unadjusted for covariates. Serum level measurements, medical histories, and mortality rates were used for safety monitoring.

Results  Average follow-up of the 3640 enrolled study participants, aged 55-80 years, was 6.3 years, with 2.4% lost to follow-up. Comparison with placebo demonstrated a statistically significant odds reduction for the development of advanced AMD with antioxidants plus zinc (odds ratio [OR], 0.72; 99% confidence interval [CI], 0.52-0.98). The ORs for zinc alone and antioxidants alone are 0.75 (99% CI, 0.55-1.03) and 0.80 (99% CI, 0.59-1.09), respectively. Participants with extensive small drusen, nonextensive intermediate size drusen, or pigment abnormalities had only a 1.3% 5-year probability of progression to advanced AMD. Odds reduction estimates increased when these 1063 participants were excluded (antioxidants plus zinc: OR, 0.66; 99% CI, 0.47-0.91; zinc: OR, 0.71; 99% CI, 0.52-0.99; antioxidants: OR, 0.76; 99% CI, 0.55-1.05). Both zinc and antioxidants plus zinc significantly reduced the odds of developing advanced AMD in this higher-risk group. The only statistically significant reduction in rates of at least moderate visual acuity loss occurred in persons assigned to receive antioxidants plus zinc (OR, 0.73; 99% CI, 0.54-0.99). No statistically significant serious adverse effect was associated with any of the formulations.

Conclusions  Persons older than 55 years should have dilated eye examinations to determine their risk of developing advanced AMD. Those with extensive intermediate size drusen, at least 1 large druse, noncentral geographic atrophy in 1 or both eyes, or advanced AMD or vision loss due to AMD in 1 eye, and without contraindications such as smoking, should consider taking a supplement of antioxidants plus zinc such as that used in this study.



INTRODUCTION
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AGE-RELATED macular degeneration (AMD) is the leading cause of visual impairment and blindness in the United States and elsewhere among people 65 years or older.1-4 At present, there is no proven treatment that slows or prevents the development of advanced AMD. Laser photocoagulation5-6 and photodynamic therapy7-8 reduce the risk of either moderate or severe visual acuity loss in some persons with the neovascular form of the disease. Other medical and surgical interventions are under investigation but none has been demonstrated as being effective in a large randomized clinical trial.9-13

Oxidative damage to the retina may be involved in the pathogenesis of AMD.14-17 However, data from epidemiological studies18-26 as well as small randomized clinical trials27-29 do not show consistent associations between intake of antioxidants or zinc and risk of AMD. One small, randomized, 2-year, placebo-controlled clinical trial of zinc supplementation found a statistically significant reduction in visual acuity loss in the zinc-treated group and recommended a more definitive trial before a general recommendation could be made for zinc supplementation in those at risk of vision loss from advanced AMD.27 Despite the lack of convincing evidence, the marketing and use of antioxidants and zinc in eye-targeted formulations has become a common practice.30 Inconsistent evidence from observational studies, the small clinical trial of zinc and AMD, and the public health concern regarding the widespread use of unproven, high-dose antioxidant and zinc supplements for AMD led the National Eye Institute (National Institutes of Health, Bethesda, Md) to incorporate a clinical trial as part of the Age-Related Eye Disease Study (AREDS). This randomized clinical trial was designed to evaluate the effect of high doses of zinc and selected antioxidant vitamins (5 to about 15 times the recommended dietary allowance [RDA]31) on the development of advanced AMD in a cohort of older persons.32 This report presents the results of a randomized comparison of the risks and benefits of supplementing with either zinc, antioxidants (vitamins C and E and beta carotene), or the combination of both on the rate of progression to advanced AMD and on visual acuity outcomes.


PARTICIPANTS AND METHODS
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STUDY POPULATION

Details of the study design and methods presented elsewhere32 are briefly summarized here. Eleven retinal specialty clinics enrolled participants aged 55 to 80 years from November 13, 1992, through January 15, 1998, and followed them in the clinical trial until April 16, 2001. Potential participants were identified from the following sources: medical records of patients being seen at AREDS clinics, referring physicians, patient lists from hospitals and health maintenance organizations, public advertisements, friends and family of study participants and clinical center staff, and screenings at malls, health fairs, senior citizen centers, and other gathering places.

All participants had a best-corrected visual acuity of 20/32 or better in at least 1 eye (the study eye[s]). Visual acuity was assessed by certified examiners using the ETDRS logMAR chart and a standardized refraction and visual acuity protocol (AREDS Manual of Operations; The EMMES Corporation, Rockville, Md). Persons were enrolled in 4 AMD categories determined by the size and extent of drusen and retinal pigment epithelial abnormalities in each eye,33 the presence of advanced AMD (each determined by evaluation of color photographs at a reading center34), and visual acuity as presented in Table 1. Briefly, persons in Category 1 were essentially free of age-related macular abnormalities, with a total drusen area less than 5 small drusen (<63 µm), and visual acuity of 20/32 or better in both eyes. Category 2 participants had mild or borderline age-related macular features (multiple small drusen, single or nonextensive intermediate drusen [63-124 µm], pigment abnormalities, or any combination of these) in 1 or both eyes, and visual acuity of 20/32 or better in both eyes. Category 3 required absence of advanced AMD in both eyes and at least 1 eye with visual acuity of 20/32 or better with at least 1 large druse (125 µm), extensive (as measured by drusen area) intermediate drusen, or geographic atrophy (GA) that did not involve the center of the macula, or any combination of these. Category 4 participants had visual acuity of 20/32 or better and no advanced AMD (GA involving the center of the macula or features of choroidal neovascularization) in the study eye, and the fellow eye had either lesions of advanced AMD or visual acuity less than 20/32 and AMD abnormalities sufficient to explain reduced visual acuity as determined by examination of photographs at the reading center. Persons aged 55 to 59 years were eligible only if they were in Category 3 or 4. Figure 1 shows photographic examples of eyes of persons in Categories 2 and 3.


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Table 1. AMD Eligibility Categories




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Figure 1. Fundus photographs from participants in the Age-Related Eye Disease Study (AREDS) illustrating eyes in age-related macular degeneration Categories 2 and 3. A, Left eye in Category 2 shows nonextensive intermediate drusen, mostly located superotemporal to the center of the macula. No druse is 125 µm or greater in diameter, although some are 63 µm or greater and their cumulative area is less than AREDS circle O-2 (about 0.2 disc areas). B, One left eye in Category 3 depicts the lower limit of the category, having 1 large druse (>=125 µm in diameter) in the 8-o'clock position from the center of the macula, while another left eye (C) shows many large drusen (totaling at least 1 disc area) scattered throughout the macula.


Individuals were not enrolled unless the ocular media were sufficiently clear, as determined by reading center review, to obtain adequate quality stereoscopic fundus photographs of the macula in all potential study eyes. At least 1 eye of each participant had to be free from any eye disease that could complicate assessment of AMD, lens opacity progression, or visual acuity (eg, optic atrophy, acute uveitis), and that eye could not have had previous ocular surgery (other than cataract surgery). Potential participants were excluded for illness or disorders (eg, history of cancer with a poor 7-year prognosis, major cardiovascular or cerebrovascular event within the last year, or hemachromatosis) that would make long-term follow-up or compliance with the study protocol unlikely or difficult.

Of the 4757 study participants, all but 3 met the study eligibility and exclusion criteria. The 3 exceptions, all in AMD Category 1, were found postrandomization to be technically ineligible because 2 were aged 58 years and 1 exceeded by 2 weeks the 4-month allowable time between qualification and randomization visits. All 3 participants remained in the trial and in their assigned treatment group.

Prior to study initiation, the protocol was approved by an independent data and safety monitoring committee and by the institutional review board for each clinical center. Written informed consent was obtained from all participants before enrollment.

STUDY DESIGN

Interventions

The clinical trial component of AREDS consists of 2 trials—AMD and cataract—generally sharing 1 pool of participants (Figure 2). The 4 treatment interventions were double-masked and given as an oral total daily supplementation of antioxidants (500 mg of vitamin C, 400 IU of vitamin E, and 15 mg of beta carotene), or zinc (80 mg of zinc as zinc oxide and 2 mg of copper as cupric oxide to prevent potential anemia), or the combination of antioxidants and zinc, or placebo.



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Figure 2. Age-Related Eye Disease Study (AREDS) randomization schema. AMD indicates age-related macular degeneration.


As in all vitamin products, some ingredients degrade somewhat during the life of the product (ie, prior to expiration date). The manufacturer formulated each product with slightly different amounts of ingredients than listed above in an effort to achieve appropriate potency at the expiration date. Tablets used in the active treatment arms of these trials were manufactured to have the following minimum contents throughout the shelf life of the product: 7160 IU of vitamin A (beta carotene), 113 mg of vitamin C (ascorbic acid), 100 IU of vitamin E (dl-alpha tocopheryl acetate), 17.4 mg of zinc (zinc oxide), and 0.4 mg of copper (cupric oxide).

Two study medication tablets were to be taken each morning and 2 each evening to meet the total daily dose requirement. Tablets were to be taken with food to avoid potential irritation of an empty stomach by zinc.

Randomization

Simple randomization, stratified by clinical center and AMD category, was used to assign treatment. Participants in Categories 2, 3, and 4 were assigned with probability one quarter to each treatment group: placebo, antioxidants, zinc, and antioxidants plus zinc. Participants in Category 1 were assigned with probability one half to placebo or antioxidants. These study participants were at low risk for vision loss from AMD and there was no reason to suspect that zinc use would reduce the risk of progression of lens opacities. Because there was no apparent reason for these participants to supplement their diets with zinc, it seemed inappropriate to subject them to the possible consequences of high levels of zinc supplementation; thus, they were not enrolled in the clinical trial of zinc and are not included in analyses of AMD progression. Persons in Categories 2, 3, and 4 were randomized to the 4 interventions (Figure 2). Multiple unique bottle codes were randomly assigned to each of the 4 treatments for Categories 2, 3, and 4, and also to each of the 2 treatments for participants in Category 1. A bottle code corresponding to the assigned treatment was randomly selected for each participant.

Masking

Study medication tablets for the 4 treatment groups were identical in external appearance and similar in internal appearance and taste. The coordinating center was custodian of the treatment code. Information documenting unmasking was collected during the study.

Procedures

General physical and ophthalmic examinations at baseline and at annual intervals included standardized measurement of the participant's height, weight, blood pressure, manifest refraction, best-corrected visual acuity, and intraocular pressure. Slitlamp biomicroscopy and ophthalmoscopy were performed at each examination. Stereoscopic fundus photographs of the macula were taken at baseline and annually beginning 2 years after randomization and graded centrally using standardized grading procedures.34 Demographic information, history of smoking and sunlight exposure, medical history, history of specific prescription drug and nonprescription medication use, and history of vitamin and mineral use were obtained at baseline.

Following determination of participant eligibility by the coordinating center and reading center and successful participation in a 1-month run-in with placebo, to demonstrate compliance with the treatment regimen (at least 75% of the run-in medication taken according to pill count), participants were randomly assigned to 1 of the 4 treatment groups and then evaluated every 6 months. The run-in aspect of the study was considered important for 2 reasons. Participants had to be willing to take 2 fairly large tablets 2 times per day for up to 8 years and they had to agree that, for the duration of the study, the only other supplement they might take that contained any of the study medications would be Centrum (Whitehall-Robins Healthcare, Madison, NJ), a multivitamin and mineral supplement with RDA-level doses. Fifty-seven percent of the study participants were supplementing with zinc or antioxidant vitamins prior to joining the study and 95% of this group chose to take Centrum, which the study provided. In addition, although not encouraged, an additional 13% who were not taking vitamin supplements prior to the start of the study chose to take Centrum. Among other differences, persons in the study who chose to take Centrum during the course of the study were somewhat more likely to be in the higher-risk AMD categories and therefore may differ from persons who did not choose to take Centrum with regard to their risk of AMD progression.

At each visit, participants returned their used study medication bottles and any unused tablets, and received new bottles of their study medication. They received an ophthalmic examination every 6 months. In addition to the scheduled fundus photography, photographs were also taken when a decrease in visual acuity score of 10 or more letters from baseline was first observed at a nonannual visit or at the first annual visit. If any submitted photographs were inadequate to assess lens or AMD status, requests were made for these photographs to be taken again. Best-corrected visual acuity was measured according to the ETDRS protocol (AREDS Manual of Operations) at every annual visit and whenever a decrease from baseline of 10 or more letters was observed at a nonannual visit using the participant's previous refraction. Special questionnaires were administered to all or a subset of participants at various times during participant follow-up: a modified Block Food Frequency Questionnaire, a 24-hour dietary recall questionnaire, and cognitive function tasks (AREDS Manual of Operations); an ocular sunlight-exposure questionnaire derived from the Melbourne study35; and the National Eye Institute Visual Function Questionnaire (NEI VFQ-25).36

Four clinical centers (The Johns Hopkins Medical Institutions [Baltimore, Md], Devers Eye Institute [Portland, Ore], National Eye Institute Clinical Center [Bethesda], and the Associated Retinal Consultants [Royal Oak, Mich]) collected blood samples at baseline, which were analyzed at the central laboratory (Centers for Disease Control and Prevention, Atlanta, Ga) for total cholesterol, high-density lipoprotein cholesterol, triglycerides, vitamins A, C, and E, beta carotene, zinc, copper, alpha carotene, lutein and zeaxanthin, {beta}-cryptoxanthin, and lycopene. The first 3 centers also collected blood samples annually during follow-up for estimation of adherence to the study medication regimen and to assess the effect of the study medications during the course of the study on serum levels of the parameters measured at baseline. Hematocrit was measured at all centers on all participants at baseline and annually thereafter to monitor the possible development of anemia. Safety outcomes included serum levels, adverse events, hospitalizations, and mortality. Participants also were asked to report at each annual visit if they had experienced any 1 of 19 conditions since the last follow-up visit. These included anemia, gastrointestinal conditions, kidney stones, fatigue, skin conditions, cardiovascular conditions, and thyroid abnormalities. Although individuals could have multiple occurrences of a condition or safety outcome, analyses compared the frequency of those who ever had the event with those who never had the event. The data and safety monitoring committee monitored safety outcomes annually. A network of collaborating physicians from non-AREDS clinics was formed to assist in obtaining follow-up visual acuity, fundus photographs, and ophthalmic examinations from participants who could not return to an AREDS clinic.

Sample Size and Power

A total sample size of 4600 was selected. For the AMD trial, with an estimated 3600 participants in Categories 2, 3, and 4, power was calculated assuming 5 years of follow-up, 15% of participants lost to follow-up prior to experiencing an event, 10% discontinuing study medication (and thereafter assuming the placebo event rate), and 10% beginning a nonstudy supplement containing study medication ingredients (and thereafter assuming the full treatment [antioxidants plus zinc] event rate). The placebo 5-year rate of progression to advanced AMD was assumed to be 17% based on the information available.5, 37 After adjusting for noncompliance, for 2-sided {alpha} = .05, a projected sample size of 3600 would provide at least 80% power to detect treatment effects of 25% to 50% on progression to advanced AMD depending on possible interactions between zinc and antioxidants.

OUTCOMES

At the start of the study, 2 primary outcomes were defined for study eyes in the AMD trial: (1) progression to advanced AMD and (2) at least a 15-letter decrease in visual acuity score.

Advanced AMD

Progression to advanced AMD (an "AMD event") for a study eye was defined as follows: photocoagulation or other treatment for choroidal neovascularization (based on clinical center reports), or photographic documentation of any of the following (based on reading center reports)34: GA involving the center of the macula, nondrusenoid retinal pigment epithelial detachment, serous or hemorrhagic retinal detachment, hemorrhage under the retina or the retinal pigment epithelium, and/or subretinal fibrosis.

In AREDS, the retinal outcomes are based on color fundus photography rather than on fluorescein angiography or clinical examination.

Visual Acuity Loss

A decrease in best-corrected visual acuity score from baseline of 15 or more letters in a study eye (equivalent to a doubling or more of the initial visual angle, eg, 20/20 to 20/40 or worse, or 20/50 to 20/100 or worse) was the primary visual acuity outcome. Visual acuity was measured every 6 months.

Secondary Outcomes

Secondary AMD outcomes analyzed as part of the clinical trial included development of neovascular AMD, incidence of GA (not necessarily in the center of the macula), progression to advanced AMD with an associated visual acuity decrease of at least 15 letters, and worsening of AMD classification in Category 2 participants to Category 3 or 4 during follow-up. Secondary visual acuity outcomes included a decrease in the best-corrected visual acuity score from baseline of 30 or more letters in a study eye (>=6 lines or a quadrupling of the initial visual angle) and progression to a visual acuity score worse than 20/100 in 1 or both eyes.

STATISTICAL ANALYSES

All comparisons were made on an intention-to-treat basis. Photographic AMD events were determined from photographs taken at annual visits beginning at year 2. Events of treatment for choroidal neovascularization from clinical reports at nonannual visits were attributed to the next annual visit. Primary comparisons for the development of advanced AMD and for a visual acuity decrease were the overall (main) effects of zinc (treatments 1 and 2) vs no zinc (treatments 3 and 4) and antioxidants (1 and 3) vs no antioxidants (2 and 4) on persons in Categories 2, 3, and 4. The 2 x 2 factorial design (Table 2) also permits comparisons of each of the 3 active treatment strategies with the placebo. Because persons are the units of analysis, no adjustment for correlation between paired eyes is needed.


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Table 2. Treatment Design


Only 15 participants in Category 2 (3 in the placebo arm) developed an AMD event by 5 years of follow-up. Therefore, assessment of treatment effect of the size seen in Categories 3 and 4 was not possible in this group. Consequently, analyses limited to Categories 3 and 4 were performed. Primary analysis of treatment effect was done by repeated-measures logistic regression using the SAS procedure GENMOD (SAS Institute, Cary, NC), a generalized estimating equations method that allows for determining events at each visit for each participant. The annual probability estimates of event occurrence for each treatment that are derived from this model take into account the variability as well as the correlation of observations at follow-up visits for a given participant. This model was adopted because study events (either visual acuity loss or photographic evidence of lesions of advanced AMD) can come and go during study follow-up. We found that in approximately 8% of the identified cases of advanced AMD, based on central grading of color stereo photographs, the AMD lesions were not seen on subsequent yearly photographs. Possible reasons for this disappearance include grading error, problems in photographic quality, and actual disappearance of the lesions. Because some of the lesions that define the study outcome are apparently transient, a life-table technique such as Kaplan-Meier to estimate the probability of progression is problematic; in this method an event remains an event despite evidence of reversal during follow-up. Cox proportional hazards survival analyses for the AMD outcomes and repeated-measures analysis of variance of mean change in visual acuity were used for comparison with the findings of repeated-measure logistic regression to check for consistency of treatment effects. Cox proportional hazards survival analysis, an extension of life-table analysis, is a regression model of the effect of explanatory variables on time to first occurrence of an event. This method was given secondary importance because it is more appropriate for irreversible and error-free events like death, where subsequent observations are not relevant.

Repeated-measures logistic regression provides estimates of odds ratios (ORs) for specified outcomes. Relative risk (RR) may be further estimated from the algebraic relation RR = OR/[(1 - Po) + (Po x OR)], where Po is the incidence of the outcome of interest in the nonexposed or control group.38 For Po we use the estimated probability of the outcome from the repeated-measures analysis in the placebo group at 7 years. Analyses are unadjusted and also adjusted for the following baseline covariates: age (55-64, 65-69, and 70-80 years), sex, race, AMD category, and smoking status.

STATISTICAL MONITORING

A data and safety monitoring committee monitored 5 end points from the 2 trials (AMD and cataract) simultaneously for both safety and efficacy.32 Sequential monitoring of end points assumed no interaction between the antioxidant formulation and the zinc formulation, so that only main effects were analyzed. An {alpha}-spending function group-sequential method39 was extended to address multiple time-to-event outcome variables by a Bonferroni adjustment distributing the type I error among the multiple end points. Log-rank tests were used to compare the response distributions of the 2 treatment groups with an O'Brien-Fleming boundary.40 A separate monitoring of mortality used a Pocock-type boundary.41 Comparisons were made with spending of {alpha} when requested by the data and safety monitoring committee. Treatment effects at the end of the trial that are significant at P = .01 can be considered statistically significant at {alpha} = .05 after adjustment for multiple outcomes and interim analyses. Nominal P values greater than .01 but less than .05 should not be considered statistically significant and should only be considered as suggestive, owing to the multiple outcomes and interim analyses performed.

CHANGE IN TREATMENT

In 1994 and 1996, AREDS participants were informed of the results of 2 studies suggesting potential harmful effects of beta carotene among smokers.42-43 Participants who were current cigarette smokers at the time of enrollment were contacted in 1996 and offered the option of continuing or discontinuing their masked AREDS study medication. Participants in Categories 2, 3, and 4 who were current or former smokers at baseline were also given the opportunity to be reassigned to a masked study medication that excluded any antioxidant component. As a result, 72 participants (2.0% of all participants and 18% of smokers) stopped taking medications (15 or 1.7% in the placebo arm) and 84 participants (2.3%) were reassigned from a study medication containing beta carotene to one without beta carotene. The original treatment group assignments were retained for all analyses.


RESULTS
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ENROLLMENT AND PARTICIPANT CHARACTERISTICS

A total of 4757 participants were enrolled in AREDS. The 1117 in AMD Category 1 had few if any drusen. Only 5 of these 1117 participants developed advanced AMD during the course of the study, and we cannot assess the effects of antioxidants in this group on this outcome. Therefore, this report focuses on the 3640 study participants enrolled in the AMD clinical trial. Individual clinical centers enrolled 95 to 414 participants in the AMD clinical trial. Of those enrolled, 1063 had extensive small drusen, pigment abnormalities, or at least 1 intermediate size druse (Category 2); 1621 had extensive intermediate drusen, GA not involving the center of the macula, or at least 1 large druse (Category 3); and 956 had advanced AMD or visual acuity less than 20/32 due to AMD in 1 eye (Category 4). Thirty-one participants had no photographic assessment of AMD during annual study follow-up visits, leaving 3609 participants in whom the effect of intervention on AMD could be assessed. Forty-three participants had no ETDRS visual acuity measurements obtained during follow-up, leaving 3597 participants in whom the effect of intervention on visual acuity could be assessed. Participants without photographic or visual acuity follow-up were evenly distributed across treatment groups.

Participant characteristics by treatment assignment for the 3609 participants with photographic data available from an AREDS clinic are presented in Table 3. The frequency of these characteristics was similar among the 4 treatment groups and no large or statistically significant differences were found. Fifty-six percent of participants were women, 96% were white, and the median age was 69 years. At baseline 8% were current cigarette smokers and 67% chose to take Centrum, a multivitamin supplement. Of those who elected to take Centrum, 30% had been taking multivitamins or a supplement containing a study ingredient for more than 5 years before study entry. After accounting for age, sex, and race, participants in AREDS had higher or similar dietary intake of vitamins A, C, and E, and zinc than the general population sample from the Third National Health and Nutrition Survey (data not shown).44 Baseline dietary intake of the study nutrients was balanced across treatment groups.


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Table 3. Baseline Characteristics by Treatment Group*


DATA QUALITY

Only 2.4% of AREDS participants were lost to follow-up (missed at least their last 2 consecutive visits). Losses to follow-up were balanced across treatment groups. As of the 5-year study visit, 13.6% of participants had withdrawn from their study medication—a figure that includes the 18% of current smokers who withdrew from study medication after the results of the clinical trials of beta carotene and lung cancer were announced. By the end of the trial this increased to 14.7%. Figure 3 shows the number of participants with follow-up and adherence to the study medication regimens by year of follow-up. Overall, adherence was estimated to be 75% or greater (ie, participants took 75% or more of their study tablets) for 71% of the participants at 5 years. At the time of the 5-year study visit, 19% of study participants reported taking some nutritional supplements containing at least 1 of the study medication ingredients in addition to the study medication and Centrum (18% for current smokers and 20% for former or nonsmokers). Four participants (0.1%) were reported to have been unmasked during the trial. Compliance with fundus and lens photography decreased during the course of the study. At the last study visit, 16% of participants did not follow the protocol for photography (missed photographs); 9% of expected photographs were missed in the study overall. Of almost 50 000 possible follow-up visits, 10% were missed. The frequency of missed visits and mean follow-up time (6.3 years) did not differ by treatment group. Most participants (90%) had at least 5 years of follow-up.



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Figure 3. Participant follow-up and adherence by year in study. A, Number of participants with follow-up visits and percentage of total enrolled (n = 3640). B, Percentage of participants taking at least 75% of their study tablets.


The network of collaborating, non-AREDS clinic physicians provided data for 42 annual follow-up visits and 7 nonannual follow-up visits made by 28 participants. The results reported do not include these data, although inclusion of this information had no discernible effect on results.

PHOTOGRAPHIC QUALITY

More than 99% of fundus photographs taken during the clinical trial were judged by the reading center to be of gradable quality for the development of advanced AMD.

PRIMARY OUTCOME— PROGRESSION TO ADVANCED AMD

By AMD Category

Figure 4 shows repeated-measures probability estimates of AMD events in at least 1 eye by baseline AMD category for participants in the placebo group and demonstrates that Category 2 participants, with extensive small drusen, pigment abnormalities, or at least 1 intermediate size druse (but not extensive in area), had only a 1.3% probability of progression to advanced AMD by year 5. The 5-year estimated probability of progression to advanced AMD in either eye in participants with extensive intermediate drusen, large drusen, or noncentral GA (Category 3) was 18%. Within the Category 3 group, half of the participants had large drusen in each eye or noncentral GA in at least 1 eye at enrollment, and these participants were 4 times as likely to progress to advanced AMD (about 27% probability of progression to advanced AMD at 5 years in the placebo group) compared with the remaining Category 3 participants (about 6% probability of progression to advanced AMD at 5 years in the placebo group). Participants with advanced AMD in 1 eye or vision loss due to nonadvanced AMD in 1 eye (Category 4) had a 43% expected probability of progression to advanced AMD in the fellow study eye at 5 years. In the original study design, participants in Categories 2, 3, and 4 were pooled for data analysis and that remains the primary analysis. However, by 5 years there were only 15 AMD events in Category 2 distributed across all 4 treatment groups (3 in the placebo group). The low event rate makes it impossible to assess treatment effects in this category for the AMD outcome and less likely that any of the treatments would be recommended. Therefore, analyses are also presented for those participants most likely to benefit from an effective treatment (Categories 3 and 4).



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Figure 4. Repeated-measures estimates of the probability of the development of advanced age-related macular degeneration (AMD) in at least 1 eye of participants assigned to placebo by baseline AMD category. Events before year 2 reflect only photocoagulation.


By Treatment

Figure 5 shows repeated-measures estimates of the probability of progressing to advanced AMD over time by treatment for participants in AMD Categories 3 and 4. At 5 years, the estimated probability of progression to advanced AMD was 28% for those assigned to placebo, 23% and 22% for those assigned to antioxidants and zinc, respectively, and 20% for those assigned to antioxidants plus zinc. Treatment effects, estimated by repeated measures, for progression to advanced AMD for participants in Categories 2, 3, and 4 and in Categories 3 and 4, are presented in Table 4. Results include comparisons of the main effects of antioxidants vs no antioxidants and zinc vs no zinc (interactions between treatments are omitted here and throughout because they were not significant) and comparisons of each of the individual treatments vs placebo. When evaluating main effects, there is a suggestive reduction in the risk of developing advanced AMD for persons assigned to zinc (ie, combining those participants taking zinc alone with those taking zinc plus antioxidants; OR, 0.82; 99% confidence interval [CI], 0.66-1.03), and a nonsignificant effect on persons assigned to antioxidants (ie, combining those participants taking antioxidants alone with those taking antioxidants plus zinc; OR, 0.87; 99% CI, 0.70-1.09). Single-arm comparisons with placebo found risk reductions statistically significant for antioxidants plus zinc and suggestive for the zinc arm but not for the antioxidants arm (antioxidants: OR, 0.80; 99% CI, 0.59-1.09; zinc: OR, 0.75; 99% CI, 0.55-1.03; antioxidants plus zinc: OR, 0.72; 99% CI, 0.52-0.98).



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Figure 5. Repeated-measures estimates of the probability of development of advanced age-related macular degeneration (AMD) in at least 1 study eye of participants in Categories 3 and 4 by treatment group. The study eye is an eye without disqualifying lesions or evidence of advanced AMD, and with a visual acuity score of greater than 73 letters (20/32 or better) at baseline. Events before year 2 reflect only photocoagulation.



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Table 4. Effect of Treatment on Risk of Progression to Advanced AMD*


The odds reduction increases when the analysis is restricted to participants in Categories 3 and 4, who have more severe AMD (extensive intermediate drusen, large drusen, or noncentral GA in 1 or both eyes or advanced AMD or vision loss due to nonadvanced AMD in 1 eye) and who are at the highest risk for progression to advanced AMD (antioxidants: OR, 0.76; 99% CI, 0.55-1.05; zinc: OR, 0.71; 99% CI, 0.52-0.99; and antioxidants plus zinc: OR, 0.66; 99% CI, 0.47-0.91). An analysis adjusted for age, sex, race, AMD Category, and smoking status at enrollment did not materially alter the size or direction of these estimates. There was no evidence of significant clinic differences in treatment effect. Results from the Cox proportional hazards model (not shown) are consistent with observations from the repeated-measures analysis.

PRIMARY OUTCOME— VISUAL ACUITY LOSS

Figure 6 shows repeated-measures estimates of the probability of at least a 15-letter decrease in the visual acuity score between baseline and each follow-up visit (equivalent to at least a doubling of the initial visual angle) in at least 1 study eye, by treatment, for participants in Categories 3 and 4. At 5 years, the estimated probability of at least a 15-letter decrease in visual acuity score from baseline was 29% for those assigned to placebo, 26% for those assigned to antioxidants, 25% for those assigned to zinc, and 23% for those assigned to antioxidants plus zinc. Treatment effects are tested using repeated measures and results for all participants in the AMD trial and for participants in Categories 3 and 4 only are presented in Table 5. Comparisons of zinc vs no zinc and antioxidants vs no antioxidants (main effects) showed no statistically significant treatment difference. The antioxidants plus zinc arm (OR, 0.79; 99% CI, 0.60-1.04) showed a suggestive reduction compared with placebo in the risk of visual acuity loss of 15 letters or more, among participants in Categories 2, 3, and 4. There were 175 visual acuity events in participants in Category 2. However, only 13 of these events (7%) were thought by the examining ophthalmologist to be primarily related to macular degeneration. In addition, an advanced AMD event simultaneously occurred with vision loss during at least 1 visit in only 15 of these participants (9%). In an analysis restricted to participants in Categories 3 and 4, whose vision loss was more likely to be associated with progression of AMD, the combination of antioxidants plus zinc statistically significantly reduced the odds of visual acuity loss (OR, 0.73; 99% CI, 0.54-0.99). There are trends that favor treating with zinc alone or antioxidants alone but no statistically significant differences. Comparisons between the group taking the combination of antioxidants plus zinc with the groups taking either zinc or antioxidants were not statistically significant but favor the combination arm (combination vs zinc alone: OR, 0.88; 99% CI, 0.65-1.18; combination vs antioxidants alone: OR, 0.86; 99% CI, 0.63-1.16) (data not shown). An analysis adjusted for age, sex, race, AMD category, and baseline smoking status did not materially alter the size or direction of these OR estimates. Results from an analysis of mean change in visual acuity (data not shown) were consistent with results from the repeated-measures analysis.



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Figure 6. Repeated-measures estimates of the probability of a loss in the visual acuity score of at least 15 letters in at least 1 study eye of participants in age-related macular degeneration (AMD) Categories 3 and 4 by treatment group. The study eye is an eye without disqualifying lesions or evidence of advanced AMD and with a visual acuity score greater than 73 letters (20/32 or better) at baseline.



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Table 5. Effect of Treatment on Risk of Loss of Visual Acuity Score of >=15 Letters From Baseline*


Figure 7 shows the proportion of participants in AMD Categories 3 and 4 with evidence of at least a 15-letter decrease in visual acuity in at least 1 study eye at each year of follow-up for participants followed that year without regard to follow-up or visual acuity status at earlier or later years. The antioxidants plus zinc arm had proportionally fewer participants with visual acuity loss at each follow-up visit. Participants assigned to receive zinc or antioxidants also have fewer events than participants assigned to placebo but had a higher proportion of events than participants assigned to antioxidants plus zinc, beginning around year 3.



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Figure 7. Proportion of participants with visual acuity loss of 15 letters or more in at least 1 study eye by treatment group and follow-up time among participants in age-related macular degeneration (AMD) Categories 3 and 4.


SECONDARY OUTCOMES

Several secondary visual acuity and AMD outcomes were analyzed to examine the consistency of observed findings with the primary outcomes. Analysis of secondary outcomes is restricted to Categories 3 and 4. Figure 8 shows a summary of the ORs and 99% CIs for each of the treatments compared with placebo for the visual acuity primary and secondary outcomes and the AMD primary and secondary outcomes, respectively.



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Figure 8. Odds ratios (squares) and 99% confidence intervals (colored bars) for each treatment compared with placebo for participants in age-related macular degeneration (AMD) Categories 3 and 4. A, Visual acuity outcomes. B, AMD outcomes. GA indicates geographic atrophy.


Other Visual Acuity Outcomes

Visual Acuity Loss Attributable to AMD.  An analysis of the development of advanced AMD, coincident with a decrease in visual acuity from baseline of at least 15 letters, in study participants in Categories 3 and 4 is presented in Table 6 (Categories 3 and 4 combined and separately). For participants in Categories 3 and 4, the OR estimates for this combined outcome for the antioxidants arm and the zinc arm compared with placebo are 0.79 (99% CI, 0.55-1.13) and 0.75 (99% CI, 0.53-1.07), respectively. An OR estimate of 0.63 (99% CI, 0.44-0.92) was obtained for the antioxidants plus zinc vs placebo contrast. The OR for antioxidant plus zinc vs placebo estimated separately for participants in Categories 3 (OR, 0.76; 99% CI, 0.45-1.30) and 4 (OR, 0.52; 99% CI, 0.31-0.89) is in the direction of benefit for both groups.


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Table 6. Effect of Treatment on Risk of Loss of Visual Acuity Score of >=15 Letters Coincident With Progression to Advanced AMD*


Marked Visual Acuity Loss.  Visual acuity in all study eyes was 20/32 or better at baseline. Twenty percent of participants in Categories 3 and 4 experienced a decrease in visual acuity to worse than 20/100 in at least 1 eye. The estimated 5-year probability of this severe vision event from repeated-measures analysis was 17% for participants assigned to placebo compared with 14% for those assigned to antioxidants (OR, 0.80; 99% CI, 0.55-1.16), 13% to zinc (OR, 0.75; 99% CI, 0.52-1.08), and 12% to antioxidants plus zinc (OR, 0.68; 99% CI, 0.46-1.01). The 5-year probability estimate of bilateral visual acuity worse than 20/100 in Category 3 participants assigned to placebo was 11% and was 10% for antioxidants plus zinc (antioxidants plus zinc: OR, 0.86; 99% CI, 0.50-1.49). For Category 4 placebo participants the 5-year probability estimate was 28% and 17% for antioxidants plus zinc (antioxidants plus zinc: OR, 0.53; 99% CI, 0.30-0.94) (data not shown).

The estimated 5-year probability of a 6-line (30-letter) loss in visual acuity from the baseline score was 18% for participants assigned to placebo compared with 15% for participants assigned to either zinc (OR, 0.78; 99% CI, 0.55-1.12) or antioxidants (OR, 0.78; 99% CI, 0.55-1.12), and 13% for participants assigned to antioxidants plus zinc (OR, 0.67; 99% CI, 0.46-0.98).

Visual Acuity Loss in Eyes with Advanced AMD at Baseline.  Separate repeated-measures analyses were performed to assess whether study formulations would reduce the risk of losing 15 or more letters in the Category 4 eyes with neovascular AMD at baseline (nonstudy eye). Results are presented in Table 7. Analyses were restricted to eyes without GA at baseline (because there were too few eyes with GA) and with a baseline visual acuity of 20/100 or better (visual acuity score of 49 or more, n = 260) and separately for eyes with visual acuity of 20/200 or better (visual acuity score of >=34, n = 352). Odds ratio estimates showed protection for all treatment formulations (antioxidants: OR, 0.35; 99% CI, 0.15-0.81 and OR, 0.56; 99% CI, 0.27-1.13, respectively; zinc: OR, 0.65; 99% CI, 0.28-1.50 and OR, 0.93; 99% CI, 0.46-1.89, respectively; antioxidants plus zinc: OR, 0.53; 99% CI, 0.23-1.24 and OR, 0.72; 99% CI, 0.36-1.46, respectively). The largest benefit was seen for the antioxidants arm but the differences between treatments were not statistically significant.


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Table 7. Effect of Treatment on Risk of Loss of VA Score of >=15 Letters From Baseline in AMD Category 4 Eyes With Advanced Neovascular AMD*


Components of Advanced AMD

Analyses of the components of the AREDS definition of advanced AMD, neovascular disease development and GA involving the center of the macula, were performed on participants in Categories 3 and 4. Results are presented in Table 8.


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